FINRA: Proposed Rule Change Relating to the Waiver of Certain TRACE Late Trade Reporting Fees Due to Hurricane Sandy
FINRA filed with the SEC a proposed rule change to waive certain Trade Reporting and Compliance Engine ("TRACE") late trade reporting fees specified in FINRA Rule 7730(b)(3) due to disruptions in normal business operations as a result of Hurricane Sandy.
Click here to view text of proposed rule change (links externally to FINRA website).