NFA Rule Submission Letters

NFA submitted the following rule submission letters to the CFTC:

• November 20, 2012 - National Futures Association: Assessment Fee - Amendments to Interpretive Notice entitled: NFA Bylaw 1301(b): NFA's Assessment Fee - Diminutive Notional Value Contracts and Security Futures Products
• November 20, 2012 - National Futures Association: Cleared Swaps Customer Collateral Accounts - Proposed Amendments to NFA Financial Requirements Section 16 and the Related Interpretive Notice
• November 20, 2012 - National Futures Association: NFA Member FCMs Acting as a Counterparty to Off-Exchange Foreign Currency Transactions With Eligible Contract Participants - Proposed Amendments to NFA Financial Requirements Section 1(a)
• November 20, 2012 - National Futures Association: Proficiency Requirements for Security Futures Products - Proposed Amendment to the Interpretive Notice to NFA Compliance Rules 2-7 and 2-24 and Registration Rule 401: Proficiency Requirements for SFPs
• November 20, 2012 - National Futures Association: Proficiency Requirements for Swaps - Proposed Technical Amendments to NFA Registration Rule 401(e)(3)
• November 20, 2012 - National Futures Association: Revenue Structure for Swap Dealers and Major Swap Participants - Proposed Amendments to NFA Bylaw 1301(f)
• November 20, 2012 - National Futures Association: Schedule of Dues and Assessments - Proposed Technical Amendment to NFA Bylaw 1301(b)(i)