Norton Rose Fulbright and CRC to Host Webinar on Off-Channel Communications
Join Norton Rose Fulbright and Compliance Risk Concepts to discuss common themes in "off-channel" communication cases and the practical steps firms can take to address regulatory concerns on Monday, November 25, 2024, from 12:00 pm to 1:00 pm ET.
In this webinar, the speakers will discuss:
- SEC off-channel communication cases
- Remediation measures imposed by regulators
- Enhancing electronic communication procedures
- Cyber and privacy considerations
Join:
Moderator
- Mark Highman, Partner, Norton Rose Fulbright
Speakers
- Annmarie Giblin, Partner, Norton Rose Fulbright
- Kevin Harnisch, Head of White-Collar and Co-Head of RISC, United States, Norton Rose Fulbright
- David J. Amster, Managing Principal, Compliance Risk Concepts
- Mitch Avnet, Founder and Managing Partner, Compliance Risk Concepts
For those attending the live webinar, this program is pending 1 professional practice CLE credit in New York, 1 general CLE credit in California, Colorado, Illinois, Texas and Missouri. Register here.