FINRA Rule Repealed and Other Securities SRO Rule Changes
New rules and rule proposals from EDGX, FINRA, NASDAQ OMX BX, NYSE Arca, NYSEMKT, and Phlx. Click on the links to view the SEC's notices of each rule change and proposal.
- EDGX: Notice of Withdrawal of Proposed Rule Change to Amend EDGX Rule 11.5(c) to Add the Edge Market CloseSM Order
- FINRA: Effective Immediately - Rule Change to Repeal the Changes Described in SR-FINRA-2011-019
- NASDAQ OMX BX: Effective Immediately - Rule Change to Modify Fees Assessed under Rule 7003(a)
- NYSE Arca: Effective Immediately - Rule Change Amending Commentary .05 and .07 to NYSE Arca Rule 6.4 Regarding Strike Price Intervals for Classes in the Short Term Option Series Program
- NYSEMKT: Effective Immediately - Rule Change Amending Commentary to Exchange Rule 903 Regarding Strike Price Intervals for Classes in the Short Term Option Series Program
- Phlx: Effective Immediately - Rule Change to Modify Fees Assessed under Section VII. C. of the Pricing Schedule