Netherlands and FINRA Sign MoU on Financial Market Surveillance and Supervision

FINRA and the Netherlands Authority for the Financial Markets ("AFM") signed a memorandum of understanding ("MoU") on information sharing to establish a formal basis for cooperation among FINRA and AFM to more effectively conduct their oversight of regulated markets and financial firms. The MoU aims to: (i) organize the transmission of information between authorities regarding market surveillance and investigations into market abuse; and (ii) facilitate the sharing of information on trading by firms coming within the two authorities' respective jurisdictions.

View MoU in full here (links externally to FINRA website). See also: Press release.