FINRA Notice 13-36: Revisions to the Series 6 Examination Program

FINRA released a regulatory notice to announce revisions to the Investment Company and Variable Contracts Products Representative ("Series 6") examination program. The changes are the result of FINRA's periodic reviews of recent laws, rules, and regulations which pertain to the subject matter of the examinations. The revisions are reflected in the Series 6 content outline on the FINRA website, and will appear in Series 6 examinations administered on or after December 16, 2013.

See: FINRA Regulatory Notice 13-36; Series 6 Content Outline.See also: SEC: Proposed FINRA Rule Change to Revise the Series 6 Examination Program (Immediately Effective) (October 24, 2013); FINRA Files Proposed Rule Change to Revise the Series 6 Examination Program (October 16, 2013).

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