Reg. Tracker: November 1 to November 15

The Cabinet Regulatory Tracker is a list of effective dates, compliance dates and comment deadlines. Click on the links below to view deadlines from November 1, 2020 to November 15, 2020.

Effective Dates

• November 1: FRB - Capital Rules for Big Banks Simplified

• November 5: Small Business Administration - Regulatory Reform Initiative: Program for Investment in Microentrepreneurs (PRIME)

• November 5: FTC - Rules and Regulations Under the Textile Fiber Products Identification Act

• November 6: Small Business Administration - Regulatory Reform Initiative: Rules of Procedure Governing Cases Before the Office of Hearings and Appeals

• November 9: SEC - Modernization of Regulation S-K Items 101, 103, and 105

Comment Deadlines

• November 9: Farm Credit Administration - Regulatory Capital Rules: Tier 1/Tier 2 Framework

Expiration Date

• November 15: CFTC - Extension of No-Action Relief for Swap Execution Facilities from Certain "Block Trade" Requirements in Commission Regulation 43.2

For general information about the Cabinet, or for information about individual and enterprise membership pricing, please contact Bill Sadd.