SIFMA Submits Comments to the SEC on the NYSE's Requests Regarding Options Regulatory Fees
SIFMA submitted comments to the SEC on proposals by NYSE Arca, Inc. and NYSE MKT, LLC (the "Exchanges") to establish fixed dates on which rate changes can be applied to the Exchanges' respective Options Regulatory Fees ("ORF").In its comments, SIFMA supported these changes and urged the SEC to approve the proposals. Furthermore, SIFMA said that the SEC should require the same schedules and notice requirements to be adopted by all U.S. options exchanges.
See: SIFMA Comment Letter; SIFMA Press Release.