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FINRA Urges Member Firms to Vote in District Committee Elections

FINRA reminded member firms that they can vote for the vacant FINRA District Committee seats corresponding to their district and firm size. For a list of eligible candidates running for election, please read the Election Notice.

Ballots must be submitted by November 18, 2016.

Primary Sources

  1. FINRA Election Notice of FINRA District Committee Elections and Ballots (October 19, 2016)

Tags

Regulated Activities
Governance
Regulated Entities
Broker-Dealers Regulatory Agencies
Sub-Entity
Securities SROs
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
FINRA / MSRB / SEC Exchanges / SIPC / Accountants
Sub-Author
FINRA