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Federal Register: CFTC Proposes to Simplify Regulatory Obligations for CPOs and CTAs

The Federal Register published a CFTC proposal to simplify regulatory obligations for commodity pool operators and commodity trading advisors. The proposal codifies staff advisories and no-action letter relief in the CFTC Part 4 regulations (see previous coverage). Comments must be received on or before December 17, 2018.

Primary Sources

  1. Federal Register: CFTC Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors (83 FR 52902)

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Tags

Regulated Activities
Registration Requirement
Regulated Entities
Foreign Entities
Body of Law
CEA Regulation
Jurisdiction
US - Federal
Organization
CFTC, NFA, CFTC Markets
Sub-Author
CFTC