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SEC Amends Filing Fee Disclosure and Payment Methods

The SEC adopted amendments to its filing fee disclosure and payment methods. The amendments (i) require companies and funds to report filing fee calculation information in "a structured format" in "most fee-bearing forms, schedules and required [filings]" and (ii) provide new Automated Clearing House and debit and credit card payment options for filing fees.

SEC Chair Gary Gensler said that the amendments facilitate more efficient form processing by the SEC and provide cheaper and easier fee payment options for filers.

Primary Sources

  1. SEC Press Release: SEC Modernizes Filing Fee Disclosure and Payment Methods
  2. SEC Final Rule: Filing Fee Disclosure and Payment Methods Modernization
  3. SEC Fact Sheet: Modernizing Filing Fee Disclosure and Payment Methods
  4. SEC Statement, Gary Gensler: Statement of Support – Modernization of Filing Fees and Payment Methods

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Tags

Regulated Activities
Regulatory Fees Regulatory Reporting
Regulated Entities
Broker-Dealers Investment Funds (SEC Registered)
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
SEC