SEC Announces Panelists for Market Technology Roundtable on October 2

The SEC announced the panelists who will participate in the October 2 market technology roundtable that will discuss the relationship between the operational stability and integrity of the securities markets and the ways that market participants design, implement, and manage complex and interconnected trading technologies. See below for the agenda and panelists.

10 a.m. — Opening Statements 10:15 a.m. — Panel 1: Preventing Errors through Robust System Design, Deployment, and Operation Sudhanshu Arya, Managing Director, ITG Chris Isaacson, Chief Operating Officer, BATS Exchange Dave Lauer, Market Structure and HFT Consultant, Better Markets, Inc. Dr. Nancy Leveson, Professor of Aeronautics and Astronautics and Engineering Systems, MIT Jamil Nazarali, Head of Citadel Execution Services, Citadel Lou Pastina, Executive Vice President — NYSE Operations, NYSE Christopher Rigg, Partner — Financial Services Industry, IBM Jonathan Ross, Chief Technology Officer, GETCO LLC 12:15 p.m. — Break 2 p.m. — Panel 2: Responding to Errors and Malfunctions and Managing Crises in Real-Time David Bloom, Head of UBS Group Technology, UBS Chad Cook, Chief Technology Officer, Lime Brokerage LLC Anna Ewing, Executive Vice President and Chief Information Officer, NASDAQ OMX Albert Gambale, Managing Director and Chief Development Officer, Depository Trust and Clearing Corp. Saro Jahani, Chief Information Officer, Direct Edge Dr. M. Lynne Markus, Professor of Information and Process Management, Bentley University Lou Steinberg, Chief Technology Officer, TD Ameritrade 4 p.m. — Roundtable Concludes