CFTC External Meeting with Japanese Commissioner Discussing Market Abuse and Cross-Border Issues
See below for date, rulemaking discussed, CFTC staff present, visitors, and organizations represented.
| WHEN: | 9/11/2012 |
| Rulemaking(s): | General |
| CFTC Staff: | Commissioner O'MaliaAaron MillerAndrei KirilenkoRichard HayesGeorge Pullen |
| Visitor(s): |
Mr. Masayuki Yoshida, CommissionerMs. HitomiLmai, Deputy Director of EnforcementMr. Daisuke Niwa, Investigator
|
| Organization(s): | Japan SESC |
Lofchie Comment: The Japanese financial regulators were among those that sent very critical comment letters to the CFTC as to the CFTC's expansive assertion of its authority as to non-U.S. swaps and non-U.S. institutions. Link here to see the comments by the Japanese regulators on the CFTC website.