X

FINRA to Fill Vacancies on District Committees and Small Firm Advisory Board

FINRA reminded member firms of the upcoming candidate nominations and elections process to fill new vacancies on its District Committees. FINRA also announced the nomination of various candidates, and the election of one, to fill a single seat on the Small Firm Advisory Board ("SFAB").

Nominations of candidates for the District Committees and the SFAB are due by October 7, 2016.

Primary Sources

  1. FINRA Election Notice: Upcoming Election to Fill FINRA District Committee Vacancies
  2. FINRA Election Notice: FINRA Small Firm Advisory Board Election

Related Articles

Tags

Regulated Activities
Governance
Regulated Entities
Broker-Dealers Regulatory Agencies
Sub-Entity
Securities SROs
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
FINRA / MSRB / SEC Exchanges / SIPC / Accountants
Sub-Author
FINRA