Assorted SRO Rule Changes

New rules, rule proposals and a withdrawal from FINRA, NYSE Arca, OCC and Phlx:

  • FINRA: Proposed Rule - Amend the By-Laws of FINRA Dispute Resolution, Inc. to Clarify That Services Provided by Mediators Should Not Cause Them to Be Classified as Industry Members under the By-Laws
  • NYSE Arca: Final Rule - Amend NYSE Arca Equities Rule 7.31(h) to Add a PL Select Order
  • OCC: Final Rule - Amend OCC's By-Laws to Allow the Corporation to Approve OCC's Form of Clearing Member Application and Form of Clearing Agreement
  • Phlx: Proposed Rule Withdrawal - Change to Modify Exchange Rule 3307 to Institute a Five-Millisecond Delay in the Execution Time of Marketable Orders on NASDAQ OMX PSX

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