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MSRB Revises Effective Date for Rule G-18 on Best Execution of Transactions in Municipal Securities (Notice 2015-14)

The Municipal Securities Rulemaking Board ("MSRB") filed a rule change to revise the effective date of MSRB Rule G-18 ("Best Execution"). Additionally, it filed related revisions to MSRB Rule G-48 ("Transactions with Sophisticated Municipal Market Professionals") and MSRB Rule D-15 ("Sophisticated Municipal Market Professional"). The revised rules will become effective no later than April 29, 2016.

Tags

Regulated Activities
Trading Suitability and Consumer Protection
Sub-Activity
Best Execution, SMMP
Regulated Entities
Broker-Dealers
Regulated Products
Municipal Securities
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
FINRA / MSRB / SEC Exchanges / SIPC / Accountants
Sub-Author
MSRB