SEC to Host Roundtable on Trade-Through Prohibitions
The SEC identified the panelists for an upcoming roundtable on trade-through prohibitions. The roundtable is scheduled for September 18, 2025.
The three-part agenda includes a panel addressing market participants’ experiences with trade-through prohibitions, a panel examining the role of a trade-through prohibition in today’s market structure, and a panel considering potential paths forward.
On market participants’ experiences with trade-through prohibitions, the panelists include:
- Julie Andress, Securities Traders Association and KeyBanc Capital Markets
- Ari Burstein, IntelligentCross
- Peter Haynes, TD Securities
- Chris Isaacson, Cboe Global Markets, Inc.
- Katie Kolchin, Securities Industry and Financial Markets Association
- Dave Lauer, Urvin Finance and We the Investors
- Joe Mecane, Citadel
- Maureen O’Hara, Cornell, SC Johnson Graduate School of Management
- Pankil Patel, Bank of America
- Chris Solgan, MIAX Exchange Group
On a trade-through prohibition’s role in today’s market structure, the panelists include:
- Jim Angel, Georgetown University
- Allison Bishop, Proof Trading
- Hubert De Jesus, BlackRock
- Armando Diaz, PureStream
- Jonathan Kellner, MEMX
- Kevin Kennedy, Nasdaq
- Matt MacKenzie, Optiver
- Chris Nagy, Healthy Markets Association
- Adam Nunes, Hudson River Trading
- Jeff Starr, Schwab
On potential paths forward for trade-through prohibitions, the panelists include:
- Robert Battalio, University of Notre Dame
- Matt Billings, Robinhood
- Bob Colby, FINRA
- Daniel Gerhardstein, Jump Trading Group
- Jon Herrick, New York Stock Exchange
- Vlad Khandros, OneChronos
- Mehmet Kinak, T. Rowe Price
- Joe Saluzzi, Themis Trading
- Andrew Smith, Virtu Financial
- Cameron Smith, Texas Stock Exchange
- Debbie Toennies, J.P.Morgan
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An SEC roundtable on "Trade-Through Prohibitions in the National Market System" is scheduled for September 18, 2025.
