Assorted SRO Rule Changes and Proposals

New rules and rule proposals from BYX, NYSE Arca, and the OCC:

  • BYX: Proposed Rule - Change to Adopt a Retail Price Improvement Program
  • NYSE Arca: Effective Immediately - Change Relating to the First Trust CBOE S&P 500 VIX Tail Hedge Fund
  • OCC: Final Rule - Change Relating to the Auction Process under Options Clearing Corporation Rule 1104

Tags