Assorted Final and Immediately Effective Rule Changes
Rule changes and proposals from C2, DTC, EDGA, EDGX, NASDAQ, NYSE Arca, NYSEMKT and OCC.
- C2: Effective Immediately - Rule Change to Amend the Fees Schedule
- C2: Effective Immediately - Rule Change to Amend the Fees Schedule
- DTC: Effective Immediately - Rule Change to Make Updates to its Custody Service
- DTC: Effective Immediately - Rule Change to Update Existing Procedures as They Relate to Processing Mandatory Corporate Actions
- EDGA: Final Rule - Amend EDGA Rules Regarding Market Access
- EDGX: Final Rule - Amend EDGX Rules Regarding Market Access
- NASDAQ: Effective Immediately - Rule Change to Eliminate Market Maker Pre-Opening Obligations on NOM (See also: Exhibit 5)
- NASDAQ: Effective Immediately - Rule Change Relating to Membership in The NASDAQ Stock Market LLC (See also: Exhibit 5)
- NYSE Arca: Effective Immediately - Rule Change Amending NYSE Arca Options Rule 6.40 to Expand the Existing Market Maker Risk Limitation Mechanism and to Provide for Two Additional Risk Limitation Mechanisms
- NYSEMKT: Effective Immediately - Rule Change Amending Rule 928NY to Expand the Existing Market Maker Risk Limitation Mechanism and to Provide for Two Additional Risk Limitation Mechanisms
- OCC: Final Rule - Amend OCCs By-Laws and Rules to Terminate OCCs Pledge Program