MSRB and BDA to Co-Host Municipal Securities Regulation Seminar in Chicago
The MSRB has announced that they will cohost (with Bond Dealers of America) a municipal securities regulation seminar for municipal market participants.
| When: | Thursday, October 11, 2012 from 8:30 a.m. to 11:30 a.m. |
| Where: | Ritz-Carlton Hotel, 160 East Pearson Street, Chicago, Illinois 60611 |
A panel will address current MSRB initiatives. These include:
- underwriters' duty to issuers;
- retail order periods;
- regulations of brokers' brokers; and
- the development of risk-based examinations.
MSRB Rule G-23 and the role-switching prohibition will also be discussed.
View press release here (links externally to MSRB website).