Assorted SRO Rules Changes
- BATS: Final Rule - Amend BATS Rules 14.2 and 14.3 to Adopt Additional Listing Requirements for Reverse Merger Companies and to Align BATS Rules with the Rules of Other Self-Regulatory Organizations
- ICC: Proposed Rule - Amend Schedule 502 of the ICE Clear Credit Rules to Provide for Clearing of Additional Single-Name Investment Grade CDS Contracts
- ICC: Effective Immediately - Amend Schedule 502 of the ICC Rules to Provide for Clearing of Additional Markit CDX North American Investment Grade Indices
- NSX: Effective Immediately - Amend Its Rules to Add Rule 3.21 Regarding Telephone Solicitation
- NYSE: Final Rules - (1) Amending NYSE Rule 13 and NYSE MKT Rule 13 Equities to Establish New Order Types, (2) Amending NYSE Rule 115A and NYSE MKT Rule 115A-Equities to Delete Obsolete Text and to Clarify and Update the Description of the Allocation of Market and Limit Interest in Opening and Reopening Transactions, (3) Amending NYSE Rule 123C and NYSE MKT Rule 123C Equities to Include Better-Priced G Orders in the Allocation of Orders in Closing Transactions, and (4) Making Other Technical and Conforming Changes
- NYSEMKT: Final Rule - Adopting Rules Governing the Listing and Trading of New Products Known as DIVS, OWLS, and RISKS
- NYSE Arca: Proposed Rule - Relating to the Listing and Trading of the FlexShares Ready Access Variable Income Fund under NYSE Arca Equities Rule 8.600
- Phlx: Proposed Rule - Regarding Treasury Securities Options (See also: Exhibit 5)
- Phlx: Proposed Rule - Modify Exchange Rule 3307 to Institute a Five-Millisecond Delay in the Execution Time of Marketable Orders on NASDAQ OMX PSX (See also: Exhibit 5)