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FINRA Announces National Adjudicatory Council Nominees

FINRA notified member firms that its Nominating and Governance Committee nominated John Meegan and Evan Charkes to fill one Mid-size Firm vacancy and one Large Firm vacancy on the National Adjudicatory Council ("NAC"), respectively. FINRA noted that any other petitions for these vacancies must be submitted by September 26, 2016.

Primary Sources

  1. FINRA NAC Election Notice

Tags

Regulated Activities
Arbitration / Litigation Governance
Regulated Entities
Broker-Dealers Regulatory Agencies
Sub-Entity
Securities SROs
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
FINRA / MSRB / SEC Exchanges / SIPC / Accountants
Sub-Author
FINRA