Firms Elect Three Industry Governors to FINRA Board of Governors
FINRA today announced the results of voting that took place at its 2012 Annual Meeting in Washington, D.C.
Governors Elected
- Small Firm Governor: Kevin Carreno, General Counsel, International Assets Advisory, LLC
- Mid-Size Firm Governor: W. Dennis Ferguson, Executive Vice President and Director of Clearing, Sterne, Agee Leach, Inc.
- Large Firm Governor: Seth H. Waugh, Chief Executive Officer, Deutsche Bank Americas
Governors Re-Appointed
- Independent Dealer/Insurance Affiliate: Mark Casady, Chairman and CEO, LPL Financial
- Public Governors: Richard S. Pechter, retired, and Joel Seligman, President, University of Rochester
View in full here (links externally to FINRA website).