FINRA Revises Series 23 and 24 Examination Programs (FINRA Reg. Notice 14-33)

FINRA issued a regulatory notice regarding recent revisions to the Series 23 and 24 examination programs.

Specifically, the revisions update the material to reflect changes in the laws, rules and regulations covered by the examinations and to incorporate the functions and associated tasks currently performed by a General Securities Principal.

The changed content outlines will appear in the Series 23 and 34 examinations administered on or after October 13, 2014.

See: FINRA Regulatory Notice 14-33.Related news: FINRA Proposes Rule Amendments to Revise Series 23 and 24 Examination Programs (Fed. Reg.) (August 11, 2014).