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August 9, 2012

Assorted Final and Immediately Effective SRO Rule Changes

  • BATS - Effective Immediately - Related to Fees for Use of BATS Exchange
  • BYX - Effective Immediately - Related to Fees for Use of BATS Y-Exchange
  • CBOE - Final Rule - Permanent Approval of its Pilot on FLEX Minimum Value Sizes
  • NASDAQ - Final Rule - Listing and Trading of Alpha Index-Linked Securities
  • NYSE Arca - Effective Immediately - Add an Additional Tier to the Lead Market Maker Rights Fee and an Alternative Qualification Basis for Market-Makers that Post Liquidity in Penny Pilot Issues and Options on the SPDR S&P 500 ETF

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