Exchange Rule Changes
New SRO rules and rule proposals have been announced by the SEC.Click on the links below to view the SEC's notice of each rule change and proposal.
- NYSE Arca: Effective Immediately - Rule Change Amending NYSE Arca Equities Rule 5.3(i)(1)(i) to Specify the Procedures to Be Followed if a Listed Derivative Securities Product or a Listed Structured Product Is Based on an Index or Portfolio of Securities and Such Index or Portfolio Is Modified or Replaced (See also Exhibit 5)
- NYSEMKT: Effective Immediately - Rule Change Amending the Message to Contracts Traded Ratio Fee in the NYSE Amex Options Fee Schedule (See also Exhibit 5)