Assorted SRO Rule Changes, Most of Which Are Effective Immediately
- BATS - Proposed Rule - Amend BATS Rule 14.11, Entitled "Other Securities"
- CBOE - Effective Immediately - Establish a Rule Regarding Records of Written Complaints for the CBOE Stock Exchange
- CBOE - Effective Immediately - Amend the CBOE Stock Exchange Fees Schedule
- CBOE - Effective Immediately - Extension of a CBSX Clearly Erroneous Policy Pilot Program
- CBOE - Effective Immediately - Related to the Extension of the CBSX Individual Stock Trading Pause Pilot Program
- CHS - Effective Immediately - Extend the Pilot Program Relating to Individual Securities Circuit Breakers
- CHX - Effective Immediately - Extend the Pilot Program Relating to Clearly Erroneous Transactions
- FINRA - Notice - Withdrawal of Proposed Rule Change to Adopt FINRA Rule 2231 (Customer Account Statements)
- NASDAQ - Final Rule - Adopt a New Market Maker Peg Order Available to Exchange Market Makers
- NASDAQ - Effective Immediately - Relating to Options on the MSCI EM and MSCI EAFE Indexes
- NASDAQ OMX BX - Effective Immediately - Extend the Pilot Period of the Trading Pause for NMS Stocks other than Rights and Warrants
- NASDQ OMX BX - Effective Immediately - Extend the Pilot Period of Amendments to the Clearly Erroneous Rule
- NSX - Effective Immediately - Amend Rules to Extend Pilot Program Regarding Trading Pauses in Individual Securities Due to Extraordinary Market Volatility
- NSX - Effective Immediately - Amend Rules to Extend Pilot Program Regarding Clearly Erroneous Executions
- NYSE - Effective Immediately - Implementing Certain Changes to the Credits within the NYSE Price List that are Applicable to Supplemental Liquidity Providers
- NYSE Arca - Final Rule - Related to Listing and Trading of QAM Equity Hedge ETF under NYSE Arca Equities Rule 8.600