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MSRB Revises Content Outlines for Professional Qualification Examinations for Municipal Securities Dealers (Notice 2015-12)

The MSRB filed a proposed rule change with the SEC to revise the content outlines for the Municipal Fund Securities Limited Principal Qualification Examination (Series 51), the Municipal Securities Representative Qualification Examination (Series 52) and the Municipal Securities Principal Qualification Examination (Series 53). The revisions to the content outlines are effective immediately and will be implemented on August 31, 2015.

See: MSRB Regulatory Notice 2015-12.Related news: MSRB to Amend Its Rules to Create Professional Qualification Standards for Municipal Advisors (Notice 2015-04) (March 2, 2015).

Tags

Regulated Activities
Employee Matters
Sub-Activity
Qualifications
Regulated Entities
Broker-Dealers
Regulated Products
Municipal Securities
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
FINRA / MSRB / SEC Exchanges / SIPC / Accountants
Sub-Author
MSRB