CFTC/SEC Dodd-Frank Rulemaking - Customer Clearing Documentation and Timing of Acceptance for Clearing
August 1, 2011
76 FR 45730
The CFTC is proposing rules to implement new statutory provisions enacted by Title VII of the Dodd-Frank Act. The proposed rules address: The documentation between a customer and a futures commission merchant that clears on behalf of the customer, and the timing of acceptance or rejection of trades for clearing by derivatives clearing organizations and clearing members.
Closing Date: 9/30/2011
Cross References
Dodd-Frank Act, Title VII; 17 CFR Parts 1, 23, and 39