Reg. Tracker: August 1 to 15

The Cabinet Regulatory Tracker is a list of upcoming comment deadlines and effective dates. Click on the links below to view deadlines from August 1, 2020, to August 15, 2020.

For continuous real-time updates, please consult the Cabinet Regulatory Calendar.

Comment Deadlines

• August 3: Comptroller - National Bank and Federal Savings Association Digital Activities

• August 3: FINRA - Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Address Broker-Dealers With a Significant History of Misconduct

• August 3: Patent and Trademark Office - Trademark Fee Adjustment

• August 3: Comptroller - Activities and Operations of National Banks and Federal Savings Associations

• August 4: CFPB - Facilitating the LIBOR Transition (Regulation Z)

• August 4: CFPB - Debt Collection Practices (Regulation F); Extension of Comment Period

• August 10: CFPB - Qualified Mortgage Definition Under the Truth in Lending Act (Regulation Z): Extension of Sunset Date

• August 11: CFTC - Exemption From Registration for Certain Foreign Persons Acting as Commodity Pool Operators of Offshore Commodity Pools

Effective Dates

• August 1: SEC - Rule and Form Amendments to Offering Process for BDCs and Closed-End Funds

• August 1: SEC - Securities Offering Reform for Closed-End Investment Companies; Correction

• August 1: SEC - Securities Offering Reform for Closed-End Investment Companies

• August 3: FINRA - Proposed Rule Change To Amend FINRA Rule 6730 (Transaction Reporting)

• August 3: Comptroller - Permissible Interest on Loans That Are Sold, Assigned, or Otherwise Transferred

• August 13: Comptroller - Employment Contracts, Mutual to Stock Conversions

For general information about the Cabinet, or for information about individual and enterprise membership pricing, please contact William Sadd at +1 (212) 993-2818 or [email protected].