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NFA Issues Notice Regarding Filing Relief for Certain Commodity Trading Advisors

The National Futures Association issued a notice stating that a registered Commodity Trading Advisor ("CTA"), who does not direct any trading of commodity interest accounts, is no longer required to file a Form CTA-PR. The Notice relates to CFTC Letter No. 14-115, exempting certain CFTC-registered CTAs from filing CFTC Form CTA-PR pursuant to Regulation 4.27. The relief is self-executing and effective immediately.

See: NFA Notice: Relief from CTA-PR Filing Requirement.Related news: NFA Issues a Notice to Members Regarding Changes to CPO Form PQR and CTA Form PR (July 8, 2015).

Tags

Regulated Activities
Regulatory Reporting
Sub-Activity
Form PQR / Form PR
Regulated Entities
Adviser / CTA / CPO
Body of Law
CEA Regulation
Jurisdiction
US - Federal
Organization
CFTC, NFA, CFTC Markets
Sub-Author
NFA