FINRA Proposes to Amend Series 23 and Series 24 Examination Programs

FINRA filed two separate proposals with the SEC to revise the content outline and selection specifications for the General Securities Principal Sales Supervisor Module ("Series 23") and the General Securities Principal ("Series 24") examination programs.

The proposed revisions to both of the examination programs would update the material to reflect changes to the laws, rules and regulations covered by the examination and to incorporate the functions and associated tasks currently performed by a General Securities Principal. In addition, FINRA is proposing to make changes to the format of the content outlines.

See: Text of Proposed Rule Change for Series 23; Text of Proposed Rule Change for Series 24.