FINRA Extends Pilot Program on Clearly Erroneous Transactions
FINRA extended its pilot program on clearly erroneous transactions until October 20, 2022. The extension became effective on July 19, 2022. The Notice was published in the Federal Register.
The extension renews temporary amendments to FINRA Rule 11892 ("Clearly Erroneous Transactions in Exchange-Listed Securities"). The rule oversees the pilot program on "clearly erroneous transactions" in exchange-listed securities.
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- FINRA Rule 11890: Clearly Erroneous Transactions
- FINRA Rule 11892: Clearly Erroneous Transactions in Exchange-Listed Securities
- 87 FR 44160 - SROs; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Liste ...
- SR-FINRA-2022-020: Proposed Rule Change to Extend the Current Pilot Program Related to FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities)
- FINRA Comment Deadline: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities) (2022-08-15)
- FINRA Effective Date: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities) (2022-07-19)
- Broker-Dealers and Markets: Overview
- FINRA Materials
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