BATS - Proposed Rule Change to Amend Telemarketing Requirements

BATS amended its telemarketing rules to conform to FTC requirements and essentially to conform to federal law. This rule change will not be relevant to firms that are already FINRA members subject to its telemarketing rules. Telemarketing requirements are discussed in the Broker-Dealer Guide, Communications Chapter, Section VI.

View release in full here (links externally to SEC website).