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MSRB Announces Regulatory Topics to Be Discussed at Upcoming Board Meeting

MSRB announced the topics that will be discussed at its upcoming board meeting on July 30 - August 1, 2014:

  • pay-to-play rule for municipal advisors;
  • municipal advisor qualifications;
  • gifts rule for municipal advisors;
  • matched trades; and
  • enhancements to pre- and post-trade price transparency.

See: Press Release.

Tags

Regulated Activities
Meetings
Regulated Entities
Muni Advisors
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
FINRA / MSRB / SEC Exchanges / SIPC / Accountants
Sub-Author
MSRB