SEC Final Rule: Rescinds Exemptions for Supervised Investment Bank Holding Companies (Fed. Reg. Version)

The Federal Register published the SEC's action rescinding Exchange Act Rules 17i-1 to 17i-8 ("Supervised Investment Bank Holding Company Rules") and amending 17h1-T to 17h2-T ("Risk Assessment") to eliminate exemptions for broker-dealers associated with SIBHC's pursuant to the Dodd-Frank Act.

See: 78 FR 139.See also: SEC Final Rule: Rescinds Exemptions for Supervised Investment Bank Holding Companies (July 15, 2013).

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