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FINRA Proposed Rule Change: Participation on the Alternative Display Facility

FINRA filed with the SEC a proposed rule change relating to Participation on the Alternative Display Facility.The proposed rule change amends Rule 6271 ("Registration as an ADF Market Maker or ADF ECN") and Rule 6272 ("Character of Quotations") regarding the requirements for members seeking registration as FINRA Alternative Display Facility Market Participants.

See: Text of Proposed Rule Change.

Tags

Regulated Activities
Trading Trade Reporting
Sub-Activity
Alternative Display Facility, Quoting Obligations
Regulated Entities
Issuers of Securities Broker-Dealers
Regulated Products
Equities
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
FINRA / MSRB / SEC Exchanges / SIPC / Accountants
Sub-Author
FINRA