Reg. Tracker: July 16 to 31

The Cabinet Regulatory Tracker is a list of upcoming comment deadlines, effective dates, reporting deadlines, expiration dates and delayed actions. Click on the links below to view deadlines from July 16, 2020, to July 31, 2020.

For continuous real-time updates, please consult the Cabinet Regulatory Calendar.

Comment Deadlines

• July 17: FINRA - Proposed Rule Change To Amend the FINRA Rule 6800 Series (Consolidated Audit Trail Compliance Rule)

• July 21: SEC - Good Faith Determinations of Fair Value

• July 27: NCUA - Corporate Credit Unions

• July 31: FINRA - Members' Views on Security-Based Swap Activities

Effective Dates

• July 20: FINRA - Margin Requirements for Credit Default Swaps

• July 21: CFPB - Remittance Transfers Under the Electronic Fund Transfer Act (Regulation E)

Reporting Deadline

• July 20: SEC - Initial phase-in of options reporting for large broker-dealers

Expiration Dates

• July 23: OFAC - Wind Down of Transactions with Two Venezuelan Entities

• July 23: CFTC - Temporary Relief from Registration Fingerprint Requirement

• July 31: FINRA - Report Activities Related to Digital Assets

• July 31: FINRA - Proposed Rule Change To Temporarily Amend Certain Timing, Method of Service and Other Procedural Requirements in FINRA Rules During the Outbreak of the Coronavirus Disease (COVID–19)

Delayed Action

• Delayed from July 20, 2020, to September 21, 2021: FINRA Expiration Date - Margin Requirements for Credit Default Swaps

For general information about the Cabinet, or for information about individual and enterprise membership pricing, please contact William Sadd at +1 (212) 993-2818 or [email protected].