Final Rules Implementing Registration of Private Funds
SEC Release No. IA-3221
June 22, 2011
Pursuant to § 410 of the Dodd-Frank Act, the SEC adopted rules to implement changes to the registration of investment advisers under the Advisers Act and pursuant to state law. For further detail on this action, please see the CWT Clients Friends Memo, SEC Adopts Dodd-Frank Act Investment Adviser Rules and Delays Implementation of Some Deadlines (June 27, 2011).
Please contact any of the following Cadwalader attorneys if you have any questions about this item:
Drew Chapman; [email protected]
Dorothy Mehta; [email protected]
Alan Parness; [email protected]
Cross References
SEC Release No. IA-3110 (Proposal)
Advisers Act Rules 0-7, 203A-1, 203A-2, 203A-3, 203A-5, 204-1, 204-2, 204-4, 206(4)-5, 222-1, 222-2
Advisers Act §§ 202, 203, 203A, 204, 204A, 222
Dodd-Frank § 403; 410