FCM and RFED Reporting Requirements for Independence Day
The July 4th holiday will impact the following regulatory filings:
- Daily segregated, 30.7 secured, clear swaps collateral and daily forex statements are required to be submitted by noon on July 5, 2013;
- Daily segregated statements are not required to be prepared as of July 4, 2013;
- Daily 30.7 secured, cleared swaps customer collateral and forex statements are required to be prepared as of July 4, 2013, and to be submitted by noon on July 5, 2013. If an FCM is required to file a July 4, 2013 Daily 30.7 secured or cleared swaps customer collateral statement, it should also include the most recent segregation balances from July 3, 2013; and
- FCMs and RFEDs are reminded that any information filed after its due date must be accompanied by a fee for each business day that it is late.