FINRA Proposes Rule Changes to Expand ATS Transparency Initiative

FINRA filed a proposal with the SEC to expand the scope of FINRA's alternative trading system ("ATS") transparency initiative. The proposal would amend FINRA Rules 6110 and 6610 to include publishing the remaining equity volume that is executed over the counter by FINRA members, including in non-ATS electronic trading systems and internalized trades.

See: Text of the Proposed Rule Change.