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SEC Extends Relief to Funds and Advisers from In-Person Board Meeting Obligations

The SEC issued an Order extending relief from in-person board meeting obligations as required under the Investment Company Act. The Order extends the previous deadline for the relief from June 30, 2020 to December 31, 2020 (see prior coverage).

Primary Sources

  1. SEC Order: Release No. 33897

Related Articles

  • SEC Extends Reporting Deadlines

    The SEC extended (i) the filing periods included in previous conditional reporting relief from specific filing obligations, and (ii) certain regulatory relief provided previously for funds and investment advisers whose operations may have been impacted by COVID-19.

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Tags

Regulated Activities
Governance Business Continuity
Sub-Activity
Coronavirus
Regulated Entities
Adviser / CTA / CPO Investment Funds (SEC Registered)
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
SEC