CFTC Reopens Comment Period for Regulation AT
The CFTC reopened the comment period on Regulation Automated Trading ("AT") to allow for additional input based on issues raised in a recent roundtable's discussion.
The additional comment period is intended to obtain public input solely on the specific agenda topics covered in the Regulation AT roundtable and the previous comment period's discussion points. The additional comment period is from June 10, 2016 through June 24, 2016.
Primary Sources
Related Articles
-
University of Houston Finance Professor Craig Pirrong voiced skepticism over the CFTC's proposed Regulation Automated Trading requirement that algorithmic traders provide the CFTC with source code information.
-
-
Participants at a CFTC roundtable debated numerous elements of proposed Regulation Automated Trading. Commissioners clashed on the scope of government demands for information and the urgency to complete and implement the regulation.
Commentary by Steven Lofchie
-
On June 10, 2016, the CFTC will hold a public roundtable to examine certain elements of Regulation Automated Trading. The "Notice of Staff Roundtable Discussion and Reopening of the Comment Period" was published in the Federal Register.
-
The CFTC reopened the comment period for further consideration of specific elements of Regulation Automated Trading ("AT"). The specific elements will be considered during a CFTC staff meeting on June 10, 2016.
-
The CFTC will hold a public roundtable meeting on June 10, 2016 to discuss certain elements of the proposal on Regulation Automated Trading.
-
Delta Strategy Group issued a summary of the comment letters that were received by the CFTC on its proposed Regulation Automated Trading.
-
Public comments from a wide array of market participants demonstrate dissatisfaction with the CFTC proposed rule on automated trading.
-
MFA and AIMA expressed support for an SEC proposed amendment that would 1) enhance disclosures regarding the operation of an alternative trading system to address potential conflicts of interest with affiliates and other broker-dealers, and 2) provide written safeguards and procedures for protecting subscribers' confidential trading information.
-
-
Premium Content
Available only to Premium subscribers.
Join Premium
US Regulatory Intelligence combines regulatory and enforcement news, analysis, and practical work tools on an easy-to-use digital platform.