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NFA President Announces Upcoming Retirement

NFA President and CEO Daniel Roth announced that he will retire this year. The NFA announced the formation of a committee to conduct a search for his successor.

Mr. Roth led the NFA since January 2003 and served previously as NFA General Counsel, Executive Vice President and Chief Operating Officer. He was at the forefront of NFA efforts to rein in the retail off-exchange foreign currency sector and was instrumental in implementing the Dodd-Frank regime. CFTC Chair Timothy Massad and Commissioner Sharon Bowen issued statements praising Mr. Roth for his "influential" leadership of the NFA.

Primary Sources

  1. NFA Press Release
  2. CFTC Chair Massad's Statement
  3. CFTC Commissioner Bowen's Statement

Tags

Regulated Activities
Governance
Sub-Activity
Regulatory Personnel Changes
Regulated Entities
Regulatory Agencies
Sub-Entity
Securities SROs
Body of Law
CEA Regulation
Jurisdiction
US - Federal
Organization
CFTC, NFA, CFTC Markets
Sub-Author
NFA