NFA Reminds Members to Provide Accurate and Current Business Contact Information (Notice I-15-14)
The NFA issued a notice to members reminding them that when a firm first applies for registration, the applicant must provide the address of its main office location and telephone number, and also may provide its general e-mail address.
The NFA also reminded members that the applicant must list the names, addresses and telephone numbers of the individuals whom it designates as its contacts for a variety of functions, such as compliance, membership and enforcement. Additionally, the NFA stated that on an annual basis, registered firms must review the information on the NFA's Online Registration System and certify that all information is up to date and accurate.