FINRA RN: Five-Day Period for Replies to Responses to Motions in Arbitration

FINRA RN 11-23

May 6, 2011

FINRA announced that recent amendments to its rules governing motion practice in arbitration proceedings will become effective on June 6, 2011. The amendments provide a moving party with a five-day period to reply to a response to a motion.

Cross References

SEC Release No. 34-64225 (approving rule changes)

FINRA Rules 12206, 12503, 12504, 13206, 13503, 13504