Reg. Tracker: May 1 to May 15

The Cabinet Regulatory Tracker is a list of upcoming effective dates, expiration dates and comment deadlines. Click on the links below to view deadlines from May 1, 2020 to May 15, 2020.

For continuous real-time updates, please consult the Cabinet Regulatory Calendar.

Effective Dates

• May 1: Treasury - Filing Fees for Notices of Certain Investments in the United States by Foreign Persons and Certain Transactions by Foreign Persons Involving Real Estate in the United States

• May 1: SEC - Amendment to Covered Investment Fund Research Reports

Expiration Date

• May 1: SEC - SEC Rule Form N-Q

Comment Deadlines

• May 4: OCC - Licensing Amendments

• May 4: CFPB - Supplements to Proposed Rule Changes on Debt Collection Practices

• May 5: FINRA - Proposed Rule Change To Address Brokers With a Significant History of Misconduct

• May 5: FDIC, FRB - Proposed Resolution to Update Plan Submission Guidance for Certain Foreign Banks

• May 6: SEC FASB - Proposed Limited Deferral of Effective Dates for Accounting Standards Updates

• May 7: FRB, OCC and FDIC - Regulatory Capital Rule - Money Market Mutual Fund Liquidity Facility

• May 11: OCC - Short-Term Investment Funds

• May 13: OCC, FRB and FDIC - Regulatory Capital Rule - Paycheck Protection Program Lending Facility and Paycheck Protection Program Loans

• May 15: OCC, FRB and FDIC - Regulatory Capital Rule - Revised Transition of the Current Expected Credit Losses Methodology for Allowances

• May 15: MSRB - Proposed Rule Change To Provide Dealers and Municipal Advisors Additional Time To Comply With Certain Obligations for a Temporary Period of Time and Temporarily Suspend Late Fees on Payments Owed to the MSRB

For general information about the Cabinet, or for information about individual and enterprise membership pricing, please contact William Sadd at +1 (212) 993-2818 or [email protected].