FINRA-Proposed Rule Change to Revise the Series 26 Examination Program

FINRA filed revisions with the SEC to the content outline and selection specifications for the Investment Company and Variable Contracts Products Principal (Series 26) examination program. The proposed revisions would update the material to reflect changes to the laws, rules and regulations covered by the examination. In addition, the proposed revisions incorporate the functions and associated tasks currently performed by an Investment Company and Variable Contracts Products Principal.

See: Text of Proposed Rule Change.