NYSE Proposal to Amend Rule 1401 to Modify the Initial Trading Market Value for Debt Securities

SEC Release No. 34-64287; SR-NYSE-2011-15

April 8, 2011

The SEC published for comment an NYSE proposal to amend NYSE Rule 1401 to reduce the initial trading market value requirement for debt securities from $10 million to $5 million.

Cross References

NYSE Rule 1401