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FINRA Extends Pilot for Transactions in Exchange-Listed Securities

FINRA filed for immediate effectiveness a proposal to extend until October 18, 2019 a pilot program concerning FINRA Rule 11892 ("Clearly Erroneous Transactions in Exchange-Listed Securities").

Primary Sources

  1. FINRA Rule Filing: Proposed Rule Change to Extend Current Pilot Program Related to FINRA Rule 11892 ("Clearly Erroneous Transactions in Exchange-Listed Securities") (SR-2019-011)

Tags

Jurisdiction
US - Federal
Organization
FINRA / MSRB / SEC Exchanges / SIPC / Accountants
Sub-Author
FINRA